RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• V••••••••• B•••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 20, 2023 · Baltimore, Md
- T• R••• P•••• A••••••••• I••• asset managerFeb 14, 2019 to Apr 14, 2022 · Baltimore, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedNov 1, 2018 to Feb 14, 2019 · Owings Mills, Md
- T• R••• P•••• A••••••••• I••• to U•• F•••••••• S••••••• I•••left Apr 14, 2022, registered Jul 20, 2023 (462 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to T• R••• P•••• A••••••••• I•••left Feb 14, 2019, registered Feb 14, 2019 (0 days) · Other · moved with a team
- A•••• V••••••••• B••••••• left T• R••• P•••• A••••••••• I••• for U•• F•••••••• S••••••• I••• (registered 2023-07-20)Apr 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address