DFX Intelligence
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Registered advisor
E•••••••• R• W•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as E•••••••• W••••••••• R••• W•••
At current firm
4 y
since May 19, 2022
In the industry
12 y
since Sep 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• L••• other currentsince May 19, 2022 · Stamford, Ct
- M••••• S•••••• wirehouseMay 20, 2021 to Apr 13, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• L•••left Apr 13, 2022, registered May 19, 2022 (36 days) · Other
Signals
- ••• LockedApr 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address