RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• N••••• K•••
- M••••• S•••••• wirehouse currentsince Nov 7, 2025 · Taylorsville, Ut
- P••• A••••• S••••••••• L•• BD affiliatedOct 28, 2024 to Nov 3, 2025 · Taylorsville, Ut
- L•• F•••••••• L•• BD affiliatedAug 14, 2024 to Oct 23, 2024 · West Jordan, Ut
- M••••• S•••••• wirehouseMay 2, 2023 to Jan 24, 2024 · South Jordan, Ut
- P••• A••••• S••••••••• L•• to M••••• S••••••left Nov 3, 2025, registered Nov 7, 2025 (4 days) · Affiliated broker-dealer or bank to wirehouse
- L•• F•••••••• L•• to P••• A••••• S••••••••• L••left Oct 23, 2024, registered Oct 28, 2024 (5 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to L•• F•••••••• L••left Jan 24, 2024, registered Aug 14, 2024 (203 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••• N••••• K••• left P••• A••••• S••••••••• L•• for M••••• S•••••• (registered 2025-11-07)Nov 3, 2025 · Advisor changed firm · fact
- B•••••• N••••• K••• left L•• F•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2024-10-28)Oct 23, 2024 · Advisor changed firm · fact
- B•••••• N••••• K••• left M••••• S•••••• for L•• F•••••••• L•• (registered 2024-08-14)Jan 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address