DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• Z•••••••••

J••• M••••• S••••••••• L••wirehouseWillis, Tx dual registrantIAPD 6978775

Feed of 09/14/2026

Also filed as C•••• Z•••••••••

At current firm

0 y

since May 21, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since May 21, 2026 · Montgomery, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 16, 2024 to May 18, 2026 · Conroe, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Nov 14, 2023 to Feb 29, 2024 · Houston, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 21, 2023 to Jul 25, 2023 · Spring, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Dec 2, 2019 to Jan 6, 2023 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left May 18, 2026, registered May 21, 2026 (3 days) · Wirehouse to wirehouse · moved with a team
V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 29, 2024, registered May 16, 2024 (77 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••
left Jul 25, 2023, registered Nov 14, 2023 (112 days) · Wirehouse to affiliated broker-dealer or bank
V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 6, 2023, registered Feb 21, 2023 (46 days) · Affiliated broker-dealer or bank to wirehouse

Signals

C•••• Z••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-05-21)
May 18, 2026 · Advisor changed firm · fact
C•••• Z••••••••• left V•••• F•••••••• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-05-16)
Feb 29, 2024 · Advisor changed firm · fact
C•••• Z••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for V•••• F•••••••• A•••••••• I••• (registered 2023-11-14)
Jul 25, 2023 · Advisor changed firm · fact
C•••• Z••••••••• left V•••• F•••••••• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-02-21)
Jan 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address