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Registered advisor

S•••• G•••••• S••••••

A••••• A•• P••••••• S•••••••BD affiliatedPhoenix, Azdual registrantIAPD 6979626

Feed of 09/14/2026

Also filed as S•••• S••••••••• G•••••• S••••••••• G• S••••••

At current firm

2 y

since Aug 14, 2024

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

2

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Aug 14, 2024 · Phoenix, Az
J••• M••••• S••••••••• L•• wirehouse
Aug 9, 2023 to Jul 18, 2024 · Phoenix, Az
C•••••• S••••• • C••• I••• national BD
Apr 8, 2019 to Jul 31, 2023 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••
left Jul 18, 2024, registered Aug 14, 2024 (27 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Jul 31, 2023, registered Aug 9, 2023 (9 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Jul 18, 2024 · Advisor changed firm · fact
••• Locked
Jul 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address