RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A••••••••
- K••••• A•••••••• I••• BD affiliated currentsince May 29, 2026 · Hendersonville, Tn
- L•• F•••••••• L•• BD affiliatedApr 7, 2026 to May 28, 2026 · Hendersonville, Tn
- P••• A••••• S••••••••• L•• BD affiliatedJun 2, 2022 to May 20, 2026 · Brentwood, Tn
- L•• F•••••••• L•• to K••••• A•••••••• I•••left May 28, 2026, registered May 29, 2026 (1 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left May 20, 2026, registered Apr 7, 2026 (-43 days) · Affiliated broker-dealer or bank to another
- A••••• A•••••••• left L•• F•••••••• L•• for K••••• A•••••••• I••• (registered 2026-05-29)May 28, 2026 · Advisor changed firm · fact
- A••••• A•••••••• left P••• A••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2026-04-07)May 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address