DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• E• R••••••••

F••••• I•••••••••independent RIATampa, Fl IA-onlyIAPD 6986712

Feed of 09/14/2026

Also filed as P••••• Eli R••••••••

At current firm

0 y

since Oct 20, 2025

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Oct 20, 2025 · Tampa, Fl
G•••••• S•••• W••••• S•••••••• L••• BD affiliated
Oct 23, 2023 to May 20, 2025 · Cohoes, Ny
U••••• C•••••• F•••••••• A••••••• independent RIA
Jan 4, 2021 to Oct 24, 2023 · Cohoes, Ny
G•••••• S•••• W••••• S•••••••• L••• BD affiliated
Oct 13, 2020 to Dec 23, 2020 · Cohoes, Ny

Moves

a registration end followed by a registration begin elsewhere

G•••••• S•••• W••••• S•••••••• L••• to F••••• I•••••••••
left May 20, 2025, registered Oct 20, 2025 (153 days) · Affiliated broker-dealer or bank to independent RIA
U••••• C•••••• F•••••••• A••••••• to G•••••• S•••• W••••• S•••••••• L•••
left Oct 24, 2023, registered Oct 23, 2023 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
G•••••• S•••• W••••• S•••••••• L••• to U••••• C•••••• F•••••••• A•••••••
left Dec 23, 2020, registered Jan 4, 2021 (12 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

P••••• E• R•••••••• left G•••••• S•••• W••••• S•••••••• L••• for F••••• I••••••••• (registered 2025-10-20)
May 20, 2025 · Advisor changed firm · fact
P••••• E• R•••••••• left U••••• C•••••• F•••••••• A••••••• for G•••••• S•••• W••••• S•••••••• L••• (registered 2023-10-23)
Oct 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address