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RIA Intelligence
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Registered advisor
H••••• G• C••••
Feed of 09/14/2026
Also filed as H••••• C••••
At current firm
3 y
since Apr 10, 2023
In the industry
14 y
since Mar 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 10, 2023 · New York, Ny
- H•••••••• A•••••••• L•• BD affiliatedOct 14, 2022 to Mar 31, 2023 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- H•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Mar 31, 2023, registered Apr 10, 2023 (10 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- H••••• G• C•••• left H•••••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2023-04-10)Mar 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address