A••••• L•••••• C•••••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Mar 22, 2022 · Brooklyn, Oh
• L•• F•••••••• L•• BD affiliated
  Jun 9, 2021 to Nov 4, 2021 · Cheektowaga, Ny
• M•• S••••••••• I••• unclassified
  Apr 27, 2021 to Jun 9, 2021 · Baltimore, Md
• E••••• J•••• national BD
  Jun 30, 2020 to Jan 4, 2021 · Lancaster, Ny

• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Nov 4, 2021, registered Mar 22, 2022 (138 days) · Affiliated broker-dealer or bank to another
• M•• S••••••••• I••• to L•• F•••••••• L••
  left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
• E••••• J•••• to M•• S••••••••• I•••
  left Jan 4, 2021, registered Apr 27, 2021 (113 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address