DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• A••• V••

F••••• I•••••••••independent RIAPlano, TxIA-onlyIAPD 6993221

Feed of 09/14/2026

Also filed as R••• Vaz

At current firm

0 y

since May 12, 2026

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since May 12, 2026 · Plano, Tx
J••• M••••• S••••••••• L•• wirehouse
May 22, 2025 to Apr 10, 2026 · Denton, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 11, 2023 to Nov 13, 2024 · Frisco, Tx
J••• M••••• S••••••••• L•• wirehouse
Jun 22, 2020 to Mar 9, 2023 · San Antonio, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 14, 2018 to Apr 28, 2020 · Southlake, Tx
T• A••••••••• I••• former
Nov 14, 2018 to Apr 28, 2020 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to F••••• I•••••••••
left Apr 10, 2026, registered May 12, 2026 (32 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Nov 13, 2024, registered May 22, 2025 (190 days) · Wirehouse to wirehouse · moved with a team
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 9, 2023, registered Apr 11, 2023 (33 days) · Wirehouse to wirehouse · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Apr 28, 2020, registered Nov 14, 2018 (-531 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 28, 2020, registered Nov 14, 2018 (-531 days) · channel change inside one enterprise, not a move

Signals

R••• A••• V•• left J••• M••••• S••••••••• L•• for F••••• I••••••••• (registered 2026-05-12)
Apr 10, 2026 · Advisor changed firm · fact
R••• A••• V•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-05-22)
Nov 13, 2024 · Advisor changed firm · fact
R••• A••• V•• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-04-11)
Mar 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address