RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••••• B•••• A•••••
- L•• E••••••••• L•• BD affiliated currentsince Jul 14, 2025 · Lafayette, La
- C• P••••••• C••• independent RIAOct 15, 2024 to Jul 11, 2025 · Lafayette, La
- E••••• J•••• national BDMar 30, 2022 to Aug 8, 2024 · Lafayette, La
- C• P••••••• C••• to L•• E••••••••• L••left Jul 11, 2025, registered Jul 14, 2025 (3 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to C• P••••••• C•••left Aug 8, 2024, registered Oct 15, 2024 (68 days) · Affiliated broker-dealer or bank to independent RIA
- K••••••••• B•••• A••••• left C• P••••••• C••• for L•• E••••••••• L•• (registered 2025-07-14)Jul 11, 2025 · Advisor changed firm · fact
- K••••••••• B•••• A••••• left E••••• J•••• for C• P••••••• C••• (registered 2024-10-15)Aug 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address