DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• A•••• P••••••••

A••••••• P••••••• P•••••••• L••state registeredMissoula, MtIA-onlyIAPD 6997697

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as C•••• P••••••••

At current firm

3 y

since Jul 25, 2023

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• P••••••• P•••••••• L•• state registered current
since Jul 25, 2023 · Missoula, Mt
J•• W••••• A•••••••• L•• independent RIA
May 31, 2022 to Jun 20, 2023 · Pittsburgh, Pa
C••••• A•••••• N••••••• L•• former
Jun 9, 2021 to Apr 20, 2022 · Williamsport, Pa
V••• F•••••••• A•••••••• I••• BD affiliated
Sep 25, 2018 to Jun 9, 2021 · Bridgeville, Pa

Moves

a registration end followed by a registration begin elsewhere

J•• W••••• A•••••••• L•• to A••••••• P••••••• P•••••••• L••
left Jun 20, 2023, registered Jul 25, 2023 (35 days) · RIA to a state-registered adviser
C••••• A•••••• N••••••• L•• to J•• W••••• A•••••••• L••
left Apr 20, 2022, registered May 31, 2022 (41 days) · Affiliated broker-dealer or bank to independent RIA
V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

C•••• A•••• P•••••••• left J•• W••••• A•••••••• L•• for A••••••• P••••••• P•••••••• L•• (registered 2023-07-25)
Jun 20, 2023 · a•••••• firm change · fact
C•••• A•••• P•••••••• left C••••• A•••••• N••••••• L•• for J•• W••••• A•••••••• L•• (registered 2022-05-31)
Apr 20, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address