RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S•••••••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Apr 13, 2026 · Nashville, Tn
- E••••• J•••• national BDSep 17, 2024 to Mar 19, 2026 · Smyrna, Tn
- P•••• S••••••••• L•• no RAUMJan 23, 2024 to Sep 19, 2024 · Franklin, Tn
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Mar 19, 2026, registered Apr 13, 2026 (25 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to E••••• J••••left Sep 19, 2024, registered Sep 17, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- W•••••• S••••••••• left E••••• J•••• for V•••• F•••••••• A•••••••• I••• (registered 2026-04-13)Mar 19, 2026 · Advisor changed firm · fact
- W•••••• S••••••••• left P•••• S••••••••• L•• for E••••• J•••• (registered 2024-09-17)Sep 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address