DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••• H•••

J••• M••••• S••••••••• L••wirehouseFort Worth, Txdual registrantIAPD 6998807

Feed of 09/14/2026

Also filed as C••••••• H•••

At current firm

1 y

since May 1, 2025

In the industry

23 y

since Jan 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since May 1, 2025 · Fort Worth, Tx
S•••••• N••••••• • C••••••• I••••••••• national BD
Apr 5, 2022 to Apr 30, 2025 · Fort Worth, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 13, 2020 to Apr 11, 2022 · Las Cruces, Nm
E••••• J•••• national BD
Feb 14, 2019 to Apr 15, 2020 · Deming, Nm

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to J••• M••••• S••••••••• L••
left Apr 30, 2025, registered May 1, 2025 (1 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Apr 11, 2022, registered Apr 5, 2022 (-6 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 15, 2020, registered Apr 13, 2020 (-2 days) · Affiliated broker-dealer or bank to wirehouse

Signals

C••••••• H••• left S•••••• N••••••• • C••••••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-05-01)
Apr 30, 2025 · Advisor changed firm · fact
C••••••• H••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2022-04-05)
Apr 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address