RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• T•••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Sep 25, 2024 · Hunt Valley, Md
- V••••••• C•••••• A•••••••• L•• independent RIAMay 11, 2023 to Jun 24, 2024 · Hunt Valley, Md
- B••••••••• F•••••••• A•••••••• I••• independent RIAOct 2, 2018 to Feb 10, 2023 · Baltimore, Md
- V••••••• C•••••• A•••••••• L•• to F•••• P••••••• W•••••• L••left Jun 24, 2024, registered Sep 25, 2024 (93 days) · RIA to RIA
- B••••••••• F•••••••• A•••••••• I••• to V••••••• C•••••• A•••••••• L••left Feb 10, 2023, registered May 11, 2023 (90 days) · RIA to RIA
- G••••••• T••• left V••••••• C•••••• A•••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2024-09-25)Jun 24, 2024 · Advisor changed firm · fact
- G••••••• T••• left B••••••••• F•••••••• A•••••••• I••• for V••••••• C•••••• A•••••••• L•• (registered 2023-05-11)Feb 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address