DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sagar Sheth

Lidoindependent RIAChicago, Il IA-onlyIAPD 7000608

Feed of 09/14/2026

At current firm

2 y

since Feb 7, 2024

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Vice President, Senior Wealth Advisorreportedlidoadvisors.comfirm site, Sep 15, 2026
Professional profile: lidoadvisors.com/team/sagar-shethreportedlidoadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Lido independent RIA current
since Feb 7, 2024 · Los Angeles, Ca
Td Ameritrade Investment Management, LLC former
Sep 30, 2022 to Sep 7, 2023 · Schaumburg, Il
Td Ameritrade, Inc. former
Sep 30, 2022 to Oct 14, 2022 · Schaumburg, Il
Charles Schwab & Co., Inc. national BD
Aug 17, 2021 to Jan 9, 2024 · Northbrook, Il
Fidelity Personal And Workplace Advisors former
Jan 30, 2020 to Jun 18, 2021 · Oak Brook, Il
Morgan Stanley wirehouse
Nov 24, 2018 to Jul 8, 2019 · Deerfield, Il

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to Td Ameritrade, Inc.
left Jan 9, 2024, registered Sep 30, 2022 (-466 days) · Other
Td Ameritrade Investment Management, LLC to Lido
left Sep 7, 2023, registered Feb 7, 2024 (153 days) · RIA to RIA
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Oct 14, 2022, registered Sep 30, 2022 (-14 days) · corporate re-registration, not a move
Fidelity Personal And Workplace Advisors to Charles Schwab & Co., Inc.
left Jun 18, 2021, registered Aug 17, 2021 (60 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Fidelity Personal And Workplace Advisors
left Jul 8, 2019, registered Jan 30, 2020 (206 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Sagar Sheth left Charles Schwab & Co., Inc. for Td Ameritrade, Inc. (registered 2022-09-30)
Jan 9, 2024 · Advisor changed firm · fact
Sagar Sheth left Td Ameritrade Investment Management, Llc for Lido (registered 2024-02-07)
Sep 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address