DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• G•••••••

L•• F•••••••• L••BD affiliatedGlendale, Azdual registrantIAPD 7002260

Feed of 09/14/2026

Also filed as E••••• G•••••••

At current firm

0 y

since Apr 7, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 7, 2026 · Glendale, Az
K•••••• F•••••••• G••••• L•• independent RIA
Apr 2, 2025 to Apr 2, 2026 · Peoria, Az
S••••• W••••• A•••••••• I••• no RAUM
Apr 21, 2021 to Apr 22, 2025 · Phoenix, Az
C•••••• S••••• • C••• I••• national BD
Apr 21, 2021 to Mar 28, 2023 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

K•••••• F•••••••• G••••• L•• to L•• F•••••••• L••
left Apr 2, 2026, registered Apr 7, 2026 (5 days) · RIA to affiliated broker-dealer or bank
S••••• W••••• A•••••••• I••• to K•••••• F•••••••• G••••• L••
left Apr 22, 2025, registered Apr 2, 2025 (-20 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Mar 28, 2023, registered Apr 21, 2021 (-706 days) · channel change inside one enterprise, not a move · moved with a team

Signals

E••••• G••••••• left K•••••• F•••••••• G••••• L•• for L•• F•••••••• L•• (registered 2026-04-07)
Apr 2, 2026 · Advisor changed firm · fact
E••••• G••••••• left S••••• W••••• A•••••••• I••• for K•••••• F•••••••• G••••• L•• (registered 2025-04-02)
Apr 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address