RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J•••• R•••••••
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince Jun 18, 2025 · Troy, Mi
- J••• M••••• S••••••••• L•• wirehouseNov 21, 2023 to Jun 3, 2025 · Birmingham, Mi
- S•••• I••••••••• C••••••••• independent RIAOct 13, 2018 to Jul 21, 2023 · Northville, Mi
- J••• M••••• S••••••••• L•• to S•••••• F•••••••• G••••• L•••••left Jun 3, 2025, registered Jun 18, 2025 (15 days) · Wirehouse to independent RIA
- S•••• I••••••••• C••••••••• to J••• M••••• S••••••••• L••left Jul 21, 2023, registered Nov 21, 2023 (123 days) · RIA to wirehouse
- D••••• J•••• R••••••• left J••• M••••• S••••••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2025-06-18)Jun 3, 2025 · Advisor changed firm · fact
- D••••• J•••• R••••••• left S•••• I••••••••• C••••••••• for J••• M••••• S••••••••• L•• (registered 2023-11-21)Jul 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address