DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• I••••••••• C•••••••••
Legal name S•••• I••••••••• C••••••••• I•••
Latest filing Apr 8, 2026
First filing on the tape Jan 23, 2012 · 38 filings
SEC status approved since Oct 10, 1973
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.2B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$217M
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$2.2B as of Apr 8, 2026
Jan 23, 2012$491M then
HNW client RAUM$2.0B as of Apr 8, 2026
Jan 17, 2018$814M then
State-registered IARs (5.B.3)9 as of Apr 8, 2026
Jan 30, 20138 then
Employees (5.A)20 as of Apr 8, 2026
Jan 30, 201315 then
Private funds: no history
RAUM +11% over the last fiscal year+14% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $217MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $765,125derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $8.0M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.0B94%
- Individuals$137M6.3%
- Individual clients
- 261reported
- HNW clients
- 514reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,837reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.0M for 2 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• M••••••• F•••••Chartered Financial Analyst | Northville, Mi | Mar 18, 2008 | 25 y | 1 |
| M••••• A••• B•••••••Certified Financial Planner, Chartered Financial Analyst | Lake Mary, Fl | Apr 6, 2010 | 29 y | 0 |
| R••••• M•••••• B•••••Chartered Financial Analyst | Northville, Mi | Apr 6, 2010 | 38 y | 0 |
| C••••••••• W•••••• F•••••Certified Financial Planner, Chartered Financial Analyst | Northville, Mi | Oct 8, 2010 | 20 y | 0 |
| W•••• G•••••Certified Financial Planner, Chartered Financial Analyst | Northville, Mi | Jun 29, 2012 | 15 y | 1 |
| A••••• E•••••••• L••••••Certified Financial Planner | Northville, Mi | Jun 29, 2018 | 11 y | 0 |
| P••• W••••••• J• | Northville, Mi | Jan 9, 2019 | 14 y | 2 |
| E••• E••••• L••••• | Northville, Mi | Feb 4, 2021 | 12 y | 1 |
| G••••• S••••• S•••••Chartered Financial Analyst | Northville, Mi | May 10, 2024 | 13 y | 0 |
| M•••••• J•••• M•••••••Certified Financial Planner | Northville, Mi | May 10, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• J•••• R••••••• to J••• M••••• S••••••••• L••Jul 21, 2023 · RIA to wirehouse
- A•••••• J• B•••••• to C••••• P••••••• L••May 15, 2017 · Other
- S•••••• M•••• A•••••••• to A•••••••• F•••••••• A•••••••• L••Feb 1, 2017 · Other
Joined, latest
- E••• E••••• L••••• from P••••• M•••• F•••••••• A•••••••Feb 4, 2021 · RIA to RIA
- P••• W••••••• J• from S••Jan 9, 2019 · Affiliated broker-dealer or bank to independent RIA
- A•••••• J• B•••••• from S••••••••• I••••••••• A•••••••• I•••Apr 15, 2014 · Other
- W•••• G••••• from S•••••••• A••••••• L••Jun 29, 2012 · Other
- S•••••• M•••• A•••••••• from L••• F•••••••• A•••••••Aug 2, 2011 · Other
- D••••• M••••••• F••••• from S••••••••• I••••••••• A•••••••• I•••Mar 18, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• R•••••• M•••••• · Chief Executive Officer And Shareholdercontrolsince 12/1986 · owns 50% to 75%
- B•••••• S••••• A•• · Chief Compliance Officer And Presidentcontrolsince 07/2017 · owns 5% to 10%
- F•••••• D•••••• M••••••• · Executive Vice President And Shareholdercontrolsince 02/2007 · owns 10% to 25%
- F•••••• C••••••••• W•••••• · Director Of Wealth Planning And Shareholdercontrolsince 07/2017 · owns 10% to 25%
- L••••••• A•••••• E•••••••• · Director Of S•••••••• Planning And Shareholdercontrolsince 01/2019 · owns less than 5%
- B•••••••• M•••••• A••• · Wealth Advisor And Shareholdersince 01/2022 · owns less than 5%
- G•••••• W•••• · Wealth Advisor And Shareholdersince 01/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Northville, Mi · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lake Mary, FL1 employees
- Pepper Pike, OH1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 8, 2026B•••••• R•••••• M•••••• (CHIEF EXECUTIVE OFFICER AND SHAREHOLDER) left Schedule A between the filings of 2023-01-31 and 2026-04-08peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,724 to 2,837Jan 29, 2025 to Jan 28, 2026
- HNW clients · 506 to 514Jan 29, 2025 to Jan 28, 2026
- Individual clients · 287 to 261Jan 29, 2025 to Jan 28, 2026
- Assets in custody · $5.1M to $8.0MJan 29, 2025 to Jan 28, 2026
- Discretionary RAUM · $1.9B to $2.2BJan 29, 2025 to Jan 28, 2026
- HNW RAUM · $1.8B to $2.0BJan 29, 2025 to Jan 28, 2026
- Individual RAUM · $147M to $137MJan 29, 2025 to Jan 28, 2026
- RAUM · $1.9B to $2.2BJan 29, 2025 to Jan 28, 2026
- Accounts · 2,627 to 2,724Jan 30, 2024 to Jan 29, 2025
- Advisory employees · 9 to 10Jan 30, 2024 to Jan 29, 2025
- HNW clients · 464 to 506Jan 30, 2024 to Jan 29, 2025
- Individual clients · 302 to 287Jan 30, 2024 to Jan 29, 2025
- Assets in custody · $4.4M to $5.1MJan 30, 2024 to Jan 29, 2025
- Employees · 18 to 20Jan 30, 2024 to Jan 29, 2025
- Financial planning clients · More than 500 to More than 500Jan 30, 2024 to Jan 29, 2025
- State-registered IARs · 7 to 9Jan 30, 2024 to Jan 29, 2025
- Discretionary RAUM · $1.7B to $1.9BJan 30, 2024 to Jan 29, 2025
- HNW RAUM · $1.5B to $1.8BJan 30, 2024 to Jan 29, 2025
- Individual RAUM · $167M to $147MJan 30, 2024 to Jan 29, 2025
- RAUM · $1.7B to $1.9BJan 30, 2024 to Jan 29, 2025
- Accounts · 759 to 2,627Sep 11, 2023 to Jan 30, 2024
- Advisory employees · 10 to 9Sep 11, 2023 to Jan 30, 2024
- HNW clients · 417 to 464Sep 11, 2023 to Jan 30, 2024
- Individual clients · 342 to 302Sep 11, 2023 to Jan 30, 2024
- Assets in custody · $5.0M to $4.4MSep 11, 2023 to Jan 30, 2024
- Employees · 19 to 18Sep 11, 2023 to Jan 30, 2024
- State-registered IARs · 8 to 7Sep 11, 2023 to Jan 30, 2024
- Discretionary RAUM · $1.5B to $1.7BSep 11, 2023 to Jan 30, 2024
- HNW RAUM · $1.3B to $1.5BSep 11, 2023 to Jan 30, 2024
- Individual RAUM · $188M to $167MSep 11, 2023 to Jan 30, 2024
- RAUM · $1.5B to $1.7BSep 11, 2023 to Jan 30, 2024
- Accounts · 2,476 to 759Jun 28, 2022 to Jan 31, 2023
- Advisory employees · 9 to 10Jun 28, 2022 to Jan 31, 2023
- HNW clients · 452 to 417Jun 28, 2022 to Jan 31, 2023
- Individual clients · 271 to 342Jun 28, 2022 to Jan 31, 2023
- Assets in custody · $6.2M to $5.0MJun 28, 2022 to Jan 31, 2023
- Employees · 18 to 19Jun 28, 2022 to Jan 31, 2023
- Discretionary RAUM · $1.7B to $1.5BJun 28, 2022 to Jan 31, 2023
- HNW RAUM · $1.5B to $1.3BJun 28, 2022 to Jan 31, 2023
- Individual RAUM · $149M to $188MJun 28, 2022 to Jan 31, 2023
Signals
3 dated events
- John Christopher Kress (Executive Vice President And Shareholder) no longer on Schedule A of S•••• I••••••••• C••••••••• (listed 2023-09-11, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- D••••• J•••• R••••••• left S•••• I••••••••• C••••••••• for J••• M••••• S••••••••• L•• (registered 2023-11-21)Jul 21, 2023 · Advisor changed firm · fact
- S•••• I••••••••• C••••••••• reported RAUM $1.2B, up 27% from $960.7M (2019-01-16 to 2020-01-22)Jan 22, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-223-0122reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-223-0144reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 321-252-4868reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/S••••-INVESTMENT-C•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- S••••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-223-0122reportedpublic record, Form ADV, Apr 8, 2026
- Contact form
- s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $217Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026