RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Jan 7, 2026 · Jackson Heights, Ny
- J••• M••••• S••••••••• L•• wirehouseAug 8, 2024 to Dec 3, 2025 · New York, Ny
- E•••• S••••••••• L•• BD affiliatedFeb 26, 2024 to Jul 23, 2024 · New York, Ny
- E•••••••• A•••••••• L•• national BDApr 9, 2021 to Sep 5, 2023 · New York, Ny
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Dec 3, 2025, registered Jan 7, 2026 (35 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- E•••• S••••••••• L•• to J••• M••••• S••••••••• L••left Jul 23, 2024, registered Aug 8, 2024 (16 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••••• A•••••••• L•• to E•••• S••••••••• L••left Sep 5, 2023, registered Feb 26, 2024 (174 days) · Affiliated broker-dealer or bank to another
- A••••• M••••• left J••• M••••• S••••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2026-01-07)Dec 3, 2025 · Advisor changed firm · fact
- A••••• M••••• left E•••• S••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-08-08)Jul 23, 2024 · Advisor changed firm · fact
- A••••• M••••• left E•••••••• A•••••••• L•• for E•••• S••••••••• L•• (registered 2024-02-26)Sep 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address