RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- J•• F••••• O••••• independent RIA currentsince Jul 27, 2022 · Denver, Co
- J•• W••••• M••••••••• L•• formerJul 27, 2022 to Jan 19, 2026 · Denver, Co
- O•••••• C•••••• A•••••••• L•• independent RIADec 20, 2018 to Dec 22, 2022 · Traverse City, Mi
- J•• W••••• M••••••••• L•• to J•• F••••• O•••••left Jan 19, 2026, registered Jul 27, 2022 (-1272 days) · RIA to RIA · moved with a team
- O•••••• C•••••• A•••••••• L•• to J•• W••••• M••••••••• L••left Dec 22, 2022, registered Jul 27, 2022 (-148 days) · RIA to RIA
- T••••• L•• B••••• left J•• W••••• M••••••••• L•• for J•• F••••• O••••• (registered 2022-07-27)Jan 19, 2026 · Advisor changed firm · fact
- T••••• L•• B••••• left O•••••• C•••••• A•••••••• L•• for J•• W••••• M••••••••• L•• (registered 2022-07-27)Dec 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address