DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Jfg Wealth Management, LLC

Former SEC-registered adviserDenver, ColoradoCRD 285023SEC 801-108299websiteIAPD
Latest filing Aug 29, 2025
First filing on the tape Aug 16, 2016 · 35 filings
SEC status approved since Aug 26, 2016
RAUM
$1.2B
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
100%
$1.2B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
30 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.2B as of Aug 29, 2025
Mar 27, 2017$1.5M then
HNW client RAUM$1.2B as of Aug 29, 2025
Mar 13, 2018$37.4M then
State-registered IARs (5.B.3)30 as of Aug 29, 2025
Mar 27, 20179 then
Employees (5.A)47 as of Aug 29, 2025
Mar 27, 201710 then
Private funds: no history
RAUM +29% over the last fiscal year+26% a year over threeIARs 27 to 30
Practice profile
derived from the filing of Aug 29, 2025; every figure names its basis
RAUM per advisor
$38.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
3derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$11.7MderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
59%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
15.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
+11%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.5%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Custody
$420M, 99 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.2B100%
  • Individuals$2.9M0.3%
Individual clients
5reported
HNW clients
99reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
754reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$420M for 99 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
25 left, 0 joined in 12 months
net -25 in 12 months0 left in 90 days0 joined in 90 days26 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Carroll Brandon Johnson · Chief Executive Officercontrol
      since 07/2016 · owns less than 5%
    • Marie Wendy Johnson · Chief Compliance Officer/General Counselcontrol
      since 07/2016 · owns less than 5%
    • Kristin Keffeler · Chief Learning Officer
      since 12/2021 · owns less than 5%
    • Peter Mark Mcconnell · Managing Director
      since 07/2022 · owns less than 5%
    • Wayne Albert Williams · Managing Director
      since 12/2016 · owns less than 5%
    Entity owners
    • Johnson Financial Group LLC · Managing Member
      direct · owns 75% or more
    • B&W Holdings LLC · Member
      indirect · owns 75% or more of Johnson Financial Group LLC
    Related persons
    Schedule D 7.A
    Advisers that list Jfg Wealth Management, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Arlington, Va001
    Denver, Co · principal0011
    Offices
    Schedule D 1.F, the 25 largest
    • Washington, DC2 employees
    What changed
    consecutive filings, newest first
    • Financial planning clients · 101-250 to 101-250
      Mar 28, 2025 to Jul 11, 2025
    • Accounts · 602 to 754
      Dec 12, 2024 to Mar 28, 2025
    • Advisory employees · 26 to 30
      Dec 12, 2024 to Mar 28, 2025
    • Advisory activities · 5 to 4
      Dec 12, 2024 to Mar 28, 2025
    • HNW clients · 87 to 99
      Dec 12, 2024 to Mar 28, 2025
    • Individual clients · 8 to 5
      Dec 12, 2024 to Mar 28, 2025
    • Assets in custody · $297M to $420M
      Dec 12, 2024 to Mar 28, 2025
    • Employees · 39 to 47
      Dec 12, 2024 to Mar 28, 2025
    • Insurance-licensed employees · 27 to 30
      Dec 12, 2024 to Mar 28, 2025
    • Financial planning clients · 51-100 to 101-250
      Dec 12, 2024 to Mar 28, 2025
    • State-registered IARs · 27 to 30
      Dec 12, 2024 to Mar 28, 2025
    • Discretionary RAUM · $464M to $684M
      Dec 12, 2024 to Mar 28, 2025
    • HNW RAUM · $897M to $1.2B
      Dec 12, 2024 to Mar 28, 2025
    • Individual RAUM · $3.6M to $2.9M
      Dec 12, 2024 to Mar 28, 2025
    • Non-discretionary RAUM · $437M to $478M
      Dec 12, 2024 to Mar 28, 2025
    • RAUM · $901M to $1.2B
      Dec 12, 2024 to Mar 28, 2025
    • Accounts · 526 to 602
      Oct 13, 2023 to Mar 13, 2024
    • Advisory employees · 23 to 26
      Oct 13, 2023 to Mar 13, 2024
    • Advisory activities · 4 to 5
      Oct 13, 2023 to Mar 13, 2024
    • HNW clients · 76 to 87
      Oct 13, 2023 to Mar 13, 2024
    • Individual clients · 9 to 8
      Oct 13, 2023 to Mar 13, 2024
    • Assets in custody · $201M to $297M
      Oct 13, 2023 to Mar 13, 2024
    • Employees · 35 to 39
      Oct 13, 2023 to Mar 13, 2024
    • Insurance-licensed employees · 24 to 27
      Oct 13, 2023 to Mar 13, 2024
    • State-registered IARs · 24 to 27
      Oct 13, 2023 to Mar 13, 2024
    • Discretionary RAUM · $584M to $464M
      Oct 13, 2023 to Mar 13, 2024
    • HNW RAUM · $643M to $897M
      Oct 13, 2023 to Mar 13, 2024
    • Individual RAUM · $5.0M to $3.6M
      Oct 13, 2023 to Mar 13, 2024
    • Non-discretionary RAUM · $64.3M to $437M
      Oct 13, 2023 to Mar 13, 2024
    • RAUM · $648M to $901M
      Oct 13, 2023 to Mar 13, 2024
    • Other offices · 2 to 1
      Jul 18, 2023 to Oct 13, 2023
    • Other offices · 3 to 2
      Apr 14, 2023 to Apr 20, 2023
    • Accounts · 411 to 526
      Jan 5, 2023 to Mar 3, 2023
    • Advisory employees · 17 to 23
      Jan 5, 2023 to Mar 3, 2023
    • HNW clients · 67 to 76
      Jan 5, 2023 to Mar 3, 2023
    • Individual clients · 7 to 9
      Jan 5, 2023 to Mar 3, 2023
    • Assets in custody · $222M to $201M
      Jan 5, 2023 to Mar 3, 2023
    • Insurance-licensed employees · 17 to 24
      Jan 5, 2023 to Mar 3, 2023
    • State-registered IARs · 17 to 24
      Jan 5, 2023 to Mar 3, 2023
    • Other offices · 1 to 3
      Jan 5, 2023 to Mar 3, 2023
    Signals
    44 dated events
    • Jfg Wealth Management, Llc no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $1.2B)
      Feb 2, 2026 · Left the SEC roster · derived
    • Joseph Masino left Jfg Wealth Management, Llc for Kestra Advisory Services, Llc (registered 2026-07-28)
      Jan 21, 2026 · Advisor changed firm · fact
    • Nicholas James Tabor left Jfg Wealth Management, Llc for Jfg Family Office (registered 2023-02-22)
      Jan 19, 2026 · Advisor changed firm · fact
    • Edward Simon left Jfg Wealth Management, Llc for Jfg Family Office (registered 2024-12-13)
      Jan 19, 2026 · Advisor changed firm · fact
    • Mark Donathan Monson left Jfg Wealth Management, Llc for Jfg Family Office (registered 2023-01-26)
      Jan 19, 2026 · Advisor changed firm · fact
    • Sean Vincent Janni left Jfg Wealth Management, Llc for Jfg Family Office (registered 2023-01-18)
      Jan 19, 2026 · Advisor changed firm · fact
    • Griffin Hamrick left Jfg Wealth Management, Llc for Jfg Family Office (registered 2025-12-04)
      Jan 19, 2026 · Advisor changed firm · fact
    • Ashlie Marie Helgeland left Jfg Wealth Management, Llc for Jfg Family Office (registered 2025-12-23)
      Jan 19, 2026 · Advisor changed firm · fact
    • Brendan Michael Castleman left Jfg Wealth Management, Llc for Jfg Family Office (registered 2023-03-08)
      Jan 19, 2026 · Advisor changed firm · fact
    • Maxwell Harris Bastien left Jfg Wealth Management, Llc for Jfg Family Office (registered 2024-07-08)
      Jan 19, 2026 · Advisor changed firm · fact
    • Krista Rutz left Jfg Wealth Management, Llc for Jfg Family Office (registered 2021-10-19)
      Jan 19, 2026 · Advisor changed firm · fact
    • Nicole Alysse Caizzo left Jfg Wealth Management, Llc for Jfg Family Office (registered 2021-11-24)
      Jan 19, 2026 · Advisor changed firm · fact
    • Emily Johnson left Jfg Wealth Management, Llc for Jfg Family Office (registered 2025-09-11)
      Jan 19, 2026 · Advisor changed firm · fact
    • Fergus Hall left Jfg Wealth Management, Llc for Jfg Family Office (registered 2025-04-02)
      Jan 19, 2026 · Advisor changed firm · fact
    • Dana Claire Mcnulty left Jfg Wealth Management, Llc for Jfg Family Office (registered 2025-04-21)
      Jan 19, 2026 · Advisor changed firm · fact
    • Laura Kay Peterson left Jfg Wealth Management, Llc for Jfg Family Office (registered 2018-12-10)
      Jan 19, 2026 · Advisor changed firm · fact
    • Esteban Ignacio Missura Donoso left Jfg Wealth Management, Llc for Jfg Family Office (registered 2025-12-22)
      Jan 19, 2026 · Advisor changed firm · fact
    • Brandon Hane left Jfg Wealth Management, Llc for Jfg Family Office (registered 2026-01-02)
      Jan 19, 2026 · Advisor changed firm · fact
    • Samuel Owen Rice left Jfg Wealth Management, Llc for Jfg Family Office (registered 2025-01-23)
      Jan 19, 2026 · Advisor changed firm · fact
    • Keri Anne Neujahr no longer registered at Jfg Wealth Management, Llc; no later IA registration on IAPD
      Jan 19, 2026 · Advisor departure · fact
    • Thomas Lee Batcha left Jfg Wealth Management, Llc for Jfg Family Office (registered 2022-07-27)
      Jan 19, 2026 · Advisor changed firm · fact
    • James Blair Callahan left Jfg Wealth Management, Llc for Jfg Family Office (registered 2023-01-13)
      Jan 19, 2026 · Advisor changed firm · fact
    • Kaley Kris no longer registered at Jfg Wealth Management, Llc; no later IA registration on IAPD
      Jan 19, 2026 · Advisor departure · fact
    • Rachel Comet Mckiernan left Jfg Wealth Management, Llc for Jfg Family Office (registered 2018-01-26)
      Jan 19, 2026 · Advisor changed firm · fact
    • Jessica K. Margetson left Jfg Wealth Management, Llc for Jfg Family Office (registered 2024-08-02)
      Jan 19, 2026 · Advisor changed firm · fact
    • Eric Stephen Adams no longer registered at Jfg Wealth Management, Llc; no later IA registration on IAPD
      Jan 19, 2026 · Advisor departure · fact
    • Tiffani N Porter left Jfg Wealth Management, Llc for Jfg Family Office (registered 2023-07-20)
      Jan 19, 2026 · Advisor changed firm · fact
    • Robert Lloyd Lawrence no longer registered at Jfg Wealth Management, Llc; no later IA registration on IAPD
      Jan 19, 2026 · Advisor departure · fact
    • Aidan James Kelly Scott no longer registered at Jfg Wealth Management, Llc; no later IA registration on IAPD
      Jan 19, 2026 · Advisor departure · fact
    • Benjamin Lloyd left Jfg Wealth Management, Llc for Jfg Family Office (registered 2025-04-17)
      Jan 19, 2026 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026