DFX Intelligence
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Registered advisor
D•••• J•••• H•••••
Feed of 09/14/2026
At current firm
3 y
since Jun 26, 2023
In the industry
14 y
since Sep 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 26, 2023 · Fayetteville, Ar
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 6, 2023 to Jun 2, 2023 · Rogers, Ar
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMay 15, 2020 to Dec 5, 2022 · Rogers, Ar
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 22, 2019 to May 21, 2020 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Jun 2, 2023, registered Jun 26, 2023 (24 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Dec 5, 2022, registered Jan 6, 2023 (32 days) · Affiliated broker-dealer or bank to another
- V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 21, 2020, registered May 15, 2020 (-6 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 2, 2023 · Advisor changed firm · fact
- ••• LockedDec 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address