DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V••••••• L••

C••••••• P•••••••independent RIAOverland Park, Ks IA-onlyIAPD 7004882

Feed of 09/15/2026

At current firm

0 y

since Apr 15, 2026

In the industry

11 y

since Nov 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Apr 15, 2026 · Menlo Park, Ca
J••• M••••• S••••••••• L•• wirehouse
Aug 15, 2023 to Apr 7, 2026 · San Bruno, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 7, 2023 to Aug 17, 2023 · San Francisco, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 17, 2020 to May 4, 2023 · San Francisco, Ca
J••• M••••• S••••••••• L•• wirehouse
Jun 23, 2019 to Nov 20, 2019 · San Francisco, Ca
E•••••••• A•••••••• L•• national BD
Mar 12, 2019 to May 7, 2019 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C••••••• P•••••••
left Apr 7, 2026, registered Apr 15, 2026 (8 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Aug 17, 2023, registered Aug 15, 2023 (-2 days) · Wirehouse to wirehouse · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 4, 2023, registered Jun 7, 2023 (34 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 20, 2019, registered Dec 17, 2020 (393 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
left May 7, 2019, registered Jun 23, 2019 (47 days) · Affiliated broker-dealer or bank to wirehouse

Signals

V••••••• L•• left J••• M••••• S••••••••• L•• for C••••••• P••••••• (registered 2026-04-15)
Apr 7, 2026 · Advisor changed firm · fact
V••••••• L•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2023-08-15)
Aug 17, 2023 · Advisor changed firm · fact
V••••••• L•• left F••••••• P••••••• A•• W•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-06-07)
May 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address