RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• R•••••• V•••
- F•••• independent RIA currentsince Aug 18, 2026 · West Palm Beach, Fl
- K••••• A••••••• S•••••••• L•• BD affiliatedSep 1, 2023 to Jun 4, 2024 · Alpharetta, Ga
- M••••• S•••••• wirehouseNov 18, 2020 to Jul 24, 2023 · Atlanta, Ga
- M•••• C••••••• A••••••• S•••••• BD affiliatedOct 16, 2019 to Jan 6, 2020 · Atlanta, Ga
- K••••• A••••••• S•••••••• L•• to F••••left Jun 4, 2024, registered Aug 18, 2026 (805 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to K••••• A••••••• S•••••••• L••left Jul 24, 2023, registered Sep 1, 2023 (39 days) · Wirehouse to affiliated broker-dealer or bank
- M•••• C••••••• A••••••• S•••••• to M••••• S••••••left Jan 6, 2020, registered Nov 18, 2020 (317 days) · Affiliated broker-dealer or bank to wirehouse
- A•••• R•••••• V••• left K••••• A••••••• S•••••••• L•• for Facet (registered 2026-08-18)Jun 4, 2024 · Advisor changed firm · fact
- A•••• R•••••• V••• left M••••• S•••••• for K••••• A••••••• S•••••••• L•• (registered 2023-09-01)Jul 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address