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Feed of 09/14/2026
Also filed as B•••• Conner Roy
At current firm
2 y
since Sep 10, 2024
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Sep 10, 2024 · Plano, Tx
- C•••••• S••••• • C••• I••• national BDAug 6, 2021 to Jul 26, 2024 · Westlake, Tx
- J••• M••••• S••••••••• L•• wirehouseFeb 12, 2020 to Jul 22, 2021 · Plano, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 2, 2019 to Jan 8, 2020 · Southlake, Tx
- T• A••••••••• I••• formerOct 2, 2019 to Jan 8, 2020 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to F••••• I•••••••••left Jul 26, 2024, registered Sep 10, 2024 (46 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Jul 22, 2021, registered Aug 6, 2021 (15 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to J••• M••••• S••••••••• L••left Jan 8, 2020, registered Feb 12, 2020 (35 days) · RIA to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 8, 2020, registered Oct 2, 2019 (-98 days) · channel change inside one enterprise, not a move
Signals
- B•••• R•• left C•••••• S••••• • C••• I••• for F••••• I••••••••• (registered 2024-09-10)Jul 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address