RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• C•••••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jul 29, 2026 · Orlando, Fl
- T•• L••• W••••• G•••• independent RIANov 20, 2024 to Apr 8, 2026 · Winter Garden, Fl
- A• W••••• M••••••••• L•• BD affiliatedMay 30, 2023 to May 1, 2025 · Winter Garden, Fl
- T•• L••• W••••• G•••• to S••••• W••••• A•••••••• I•••left Apr 8, 2026, registered Jul 29, 2026 (112 days) · Other
- A• W••••• M••••••••• L•• to T•• L••• W••••• G••••left May 1, 2025, registered Nov 20, 2024 (-162 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- J••••• A•••••• C••••••••• left T•• L••• W••••• G•••• for S••••• W••••• A•••••••• I••• (registered 2026-07-29)Apr 8, 2026 · Advisor changed firm · fact
- J••••• A•••••• C••••••••• left A• W••••• M••••••••• L•• for T•• L••• W••••• G•••• (registered 2024-11-20)May 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address