RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• A••••• S••••
- V••••••• A•••••••• I••• BD affiliated currentsince Dec 12, 2025 · Malvern, Pa
- O•••• P•••••••• S••••••••• L•• BD affiliatedJun 15, 2021 to Dec 31, 2021 · Omaha, Ne
- V••••••• A•••••••• I••• BD affiliatedNov 10, 2020 to Jun 18, 2021 · Malvern, Pa
- O•••• P•••••••• S••••••••• L•• to V••••••• A•••••••• I•••left Dec 31, 2021, registered Dec 12, 2025 (1442 days) · Affiliated broker-dealer or bank to another
- V••••••• A•••••••• I••• to O•••• P•••••••• S••••••••• L••left Jun 18, 2021, registered Jun 15, 2021 (-3 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address