RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• R••••••••
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Sep 12, 2025 · Gig Harbor, Wa
- E••••• J•••• national BDMar 19, 2024 to Sep 15, 2025 · St. Louis, Mo
- A••••• F•••••••• state registeredFeb 3, 2022 to Jan 12, 2024 · Tacoma, Wa
- E••••• J•••• to I••••••••• W••••• C••••••• L••left Sep 15, 2025, registered Sep 12, 2025 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• F•••••••• to E••••• J••••left Jan 12, 2024, registered Mar 19, 2024 (67 days) · Other
- E•••• R•••••••• left E••••• J•••• for I••••••••• W••••• C••••••• L•• (registered 2025-09-12)Sep 15, 2025 · Advisor changed firm · fact
- E•••• R•••••••• left A••••• F•••••••• for E••••• J•••• (registered 2024-03-19)Jan 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address