RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• L• H•••••••
- M••••••••• R••••••••• BD affiliated currentsince Aug 7, 2025 · Washington, Dc
- T••••••••• R••••••••• A•••••••• L•• BD affiliatedFeb 28, 2020 to Jun 23, 2025 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 11, 2019 to Feb 4, 2020 · Saint Petersburg, Fl
- T••••••••• R••••••••• A•••••••• L•• to M••••••••• R•••••••••left Jun 23, 2025, registered Aug 7, 2025 (45 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••••• R••••••••• A•••••••• L••left Feb 4, 2020, registered Feb 28, 2020 (24 days) · Wirehouse to affiliated broker-dealer or bank
- V••••••• L• H••••••• left T••••••••• R••••••••• A•••••••• L•• for M••••••••• R••••••••• (registered 2025-08-07)Jun 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address