DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nancy Ann Briguglio
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
0 y
since Apr 10, 2026
In the industry
28 y
since Nov 12, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Apr 10, 2026 · Overland Park, Ks
- Private Advisor Group, LLC BD affiliatedNov 30, 2012 to Apr 10, 2026 · Columbia, Md
- Stratos Wealth Partners, Ltd BD affiliatedDec 23, 2010 to Dec 31, 2012 · Columbia, Md
- Intervest International, Inc. formerOct 7, 2009 to Dec 20, 2010 · Columbia, Md
- Lincoln Financial Distributors, Inc. unclassifiedMay 5, 2005 to May 11, 2009 · Radnor, Pa
- Osaic Fa, Inc. formerDec 12, 1997 to Apr 4, 2005 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- Private Advisor Group, LLC to Creative Planningleft Apr 10, 2026, registered Apr 10, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Stratos Wealth Partners, Ltd to Private Advisor Group, LLCleft Dec 31, 2012, registered Nov 30, 2012 (-31 days) · Other
- Intervest International, Inc. to Stratos Wealth Partners, Ltdleft Dec 20, 2010, registered Dec 23, 2010 (3 days) · Other
- Lincoln Financial Distributors, Inc. to Intervest International, Inc.left May 11, 2009, registered Oct 7, 2009 (149 days) · Other
- Osaic Fa, Inc. to Lincoln Financial Distributors, Inc.left Apr 4, 2005, registered May 5, 2005 (31 days) · Other
Signals
- Nancy Ann Briguglio left Private Advisor Group, Llc for Creative Planning (registered 2026-04-10)Apr 10, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address