RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P••• C••••••
- A•••••• A•••••••• L•• state registered currentsince Feb 23, 2017 · Boardman, Oh
- S••••• W••••• P•••••••• L•• independent RIAJun 10, 2016 to Nov 29, 2018 · Boardman, Oh
- S•• A••••••• N••••••• L•• unclassifiedDec 13, 2013 to Mar 29, 2016 · Boardman, Oh
- C••••• A••••••• L•• former sec a••••••May 29, 2008 to May 2, 2013 · Boardman, Oh
- S••••• W••••• P•••••••• L•• to A•••••• A•••••••• L••left Nov 29, 2018, registered Feb 23, 2017 (-644 days) · RIA to a state-registered adviser
- S•• A••••••• N••••••• L•• to S••••• W••••• P•••••••• L••left Mar 29, 2016, registered Jun 10, 2016 (73 days) · Other · moved with a team
- C••••• A••••••• L•• to S•• A••••••• N••••••• L••left May 2, 2013, registered Dec 13, 2013 (225 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address