DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C••••• M••••••

I••••••••• W••••• C••••••• L••independent RIABoston, MaIA-onlyIAPD 7023915

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jc M••••••

At current firm

0 y

since Apr 10, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• W••••• C••••••• L•• independent RIA current
since Apr 10, 2026 · Boston, Ma
T•• C••••••• G•••• L•• independent RIA
Mar 31, 2022 to Apr 7, 2026 · Wayland, Ma
N•••••• A••••••• BD affiliated
Oct 8, 2020 to Jul 27, 2022 · New Orleans, La
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 4, 2019 to Oct 9, 2020 · Wellesley Hills, Ma

Moves

a registration end followed by a registration begin elsewhere

T•• C••••••• G•••• L•• to I••••••••• W••••• C••••••• L••
left Apr 7, 2026, registered Apr 10, 2026 (3 days) · RIA to RIA
N•••••• A••••••• to T•• C••••••• G•••• L••
left Jul 27, 2022, registered Mar 31, 2022 (-118 days) · Affiliated broker-dealer or bank to a newly registered adviser
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••• A•••••••
left Oct 9, 2020, registered Oct 8, 2020 (-1 days) · Wirehouse to independent RIA · moved with a team

Signals

J••• C••••• M•••••• left T•• C••••••• G•••• L•• for I••••••••• W••••• C••••••• L•• (registered 2026-04-10)
Apr 7, 2026 · Advisor changed firm · fact
J••• C••••• M•••••• left N•••••• A••••••• for T•• C••••••• G•••• L•• (registered 2022-03-31)
Jul 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address