RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• N••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 11, 2025 · Sammamish, Wa
- P•••••• F•••••••• G••••• L•• asset managerDec 9, 2019 to Aug 17, 2021 · Bellevue, Wa
- T•• P•••••• F•••••••• G••••• I••• independent RIASep 28, 2018 to Aug 17, 2021 · Nashville, Tn
- T•• P•••••• F•••••••• G••••• I••• to P•••••• F•••••••• G••••• L••left Aug 17, 2021, registered Dec 9, 2019 (-617 days) · Other
- P•••••• F•••••••• G••••• L•• to A••••• A•• P••••••• S•••••••left Aug 17, 2021, registered Jul 11, 2025 (1424 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address