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Registered advisor
K•••• J• C••••••
Feed of 09/14/2026
Also filed as K•••• C••••••
At current firm
3 y
since Feb 27, 2023
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 27, 2023 · Tucson, Az
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 30, 2022 to May 11, 2022 · Tucson, Az
- J••• M••••• S••••••••• L•• wirehouseJan 17, 2020 to Jul 13, 2021 · Tucson, Az
- F•••• C•••••• A••••••• S••••••• BD affiliatedSep 30, 2019 to Dec 12, 2019 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 11, 2022, registered Feb 27, 2023 (292 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jul 13, 2021, registered Mar 30, 2022 (260 days) · Wirehouse to affiliated broker-dealer or bank
- F•••• C•••••• A••••••• S••••••• to J••• M••••• S••••••••• L••left Dec 12, 2019, registered Jan 17, 2020 (36 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- K•••• J• C•••••• left M•• I•••••••• S•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-02-27)May 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address