RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- 1• F•••••••• former currentsince Jan 28, 2025 · Lufkin, Tx
- E•••• A••••••• I••• independent RIAJun 27, 2022 to Apr 18, 2024 · Colorado Springs, Co
- 1• F•••••••• formerNov 8, 2018 to Dec 31, 2024 · Lufkin, Tx
- 1• F•••••••• to E•••• A••••••• I•••left Dec 31, 2024, registered Jun 27, 2022 (-918 days) · RIA to RIA · moved with a team
- E•••• A••••••• I••• to 1• F••••••••left Apr 18, 2024, registered Jan 28, 2025 (285 days) · RIA to RIA · moved with a team
- C•••••• V••••••••• left 1• F•••••••• for E•••• A••••••• I••• (registered 2022-06-27)Dec 31, 2024 · Advisor changed firm · fact
- C•••••• V••••••••• left E•••• A••••••• I••• for 1• F•••••••• (registered 2025-01-28)Apr 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address