DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthway Financial Advisors
Latest filing Feb 26, 2026
First filing on the tape Feb 6, 2012 · 14 filings
SEC status approved since May 8, 2018
RAUM
$246M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$245M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$246M as of Feb 26, 2026
Feb 6, 2012$51.5M then
HNW client RAUM$203M as of Feb 26, 2026
Mar 26, 2019$20.0M then
State-registered IARs (5.B.3)2 as of Feb 26, 2026
Feb 6, 20120 then
Employees (5.A)5 as of Feb 26, 2026
Mar 26, 20193 then
Private funds: no history
RAUM +17% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $444,871derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$203M83%
- Individuals$42.0M17%
- Corporations and businesses$569,0000.2%
- Individual clients
- 85reported
- HNW clients
- 81reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 552reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin John ZywnaCertified Financial Planner | Norfolk, Va | Mar 26, 2007 | 28 y | 2 |
| William Kalil SmithCertified Financial Planner | Norfolk, Va | Nov 20, 2023 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Cody Wayne Hawkins to Peacelink Financial PlanningNov 18, 2024 · RIA to a state-registered adviser
- Andrea L Rice to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 19, 2023 · RIA to wirehouse
- Allison Kay Dubreuil to Greystone Financial Group, LLCAug 4, 2023 · RIA to RIA
- Joshua Remson Stromberg to Divergent PlanningJan 3, 2022 · RIA to RIA
- Kevin John Zywna to Waypoint Advisors, LLCJan 10, 2003 · Other
Joined, latest
- Cody Wayne Hawkins from Valic Financial Advisors, Inc.Feb 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- Andrea L Rice from UBS Financial Services Inc.Aug 4, 2022 · Wirehouse to independent RIA
- Allison Kay Dubreuil from MML Investors Services, LLCSep 22, 2017 · Other
- Kevin John Zywna from Waypoint Advisors, LLCMar 26, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Kevin Zywna · President/Ccocontrolsince 01/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Norfolk, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 561 to 552Mar 6, 2025 to Feb 26, 2026
- HNW clients · 68 to 81Mar 6, 2025 to Feb 26, 2026
- Individual clients · 101 to 85Mar 6, 2025 to Feb 26, 2026
- Discretionary RAUM · $210M to $246MMar 6, 2025 to Feb 26, 2026
- HNW RAUM · $165M to $203MMar 6, 2025 to Feb 26, 2026
- Individual RAUM · $45.0M to $42.0MMar 6, 2025 to Feb 26, 2026
- RAUM · $210M to $246MMar 6, 2025 to Feb 26, 2026
- Accounts · 585 to 561Mar 19, 2024 to Mar 6, 2025
- Advisory employees · 3 to 2Mar 19, 2024 to Mar 6, 2025
- HNW clients · 5 to 68Mar 19, 2024 to Mar 6, 2025
- Individual clients · 167 to 101Mar 19, 2024 to Mar 6, 2025
- Financial planning clients · 101-250 to 101-250Mar 19, 2024 to Mar 6, 2025
- State-registered IARs · 3 to 2Mar 19, 2024 to Mar 6, 2025
- Discretionary RAUM · $190M to $210MMar 19, 2024 to Mar 6, 2025
- HNW RAUM · $40.0M to $165MMar 19, 2024 to Mar 6, 2025
- Individual RAUM · $150M to $45.0MMar 19, 2024 to Mar 6, 2025
- RAUM · $190M to $210MMar 19, 2024 to Mar 6, 2025
- Accounts · 561 to 585Mar 13, 2023 to Mar 19, 2024
- HNW clients · 70 to 5Mar 13, 2023 to Mar 19, 2024
- Individual clients · 103 to 167Mar 13, 2023 to Mar 19, 2024
- Employees · 4 to 5Mar 13, 2023 to Mar 19, 2024
- Discretionary RAUM · $164M to $190MMar 13, 2023 to Mar 19, 2024
- HNW RAUM · $128M to $40.0MMar 13, 2023 to Mar 19, 2024
- Individual RAUM · $36.0M to $150MMar 13, 2023 to Mar 19, 2024
- RAUM · $164M to $190MMar 13, 2023 to Mar 19, 2024
- Accounts · 552 to 561Mar 23, 2022 to Mar 13, 2023
- Advisory employees · 2 to 3Mar 23, 2022 to Mar 13, 2023
- HNW clients · 60 to 70Mar 23, 2022 to Mar 13, 2023
- Individual clients · 118 to 103Mar 23, 2022 to Mar 13, 2023
- Employees · 5 to 4Mar 23, 2022 to Mar 13, 2023
- State-registered IARs · 2 to 3Mar 23, 2022 to Mar 13, 2023
- Discretionary RAUM · $205M to $164MMar 23, 2022 to Mar 13, 2023
- HNW RAUM · $143M to $128MMar 23, 2022 to Mar 13, 2023
- Individual RAUM · $62.0M to $36.0MMar 23, 2022 to Mar 13, 2023
- RAUM · $205M to $164MMar 23, 2022 to Mar 13, 2023
- Accounts · 534 to 552Mar 5, 2021 to Mar 23, 2022
- HNW clients · 79 to 60Mar 5, 2021 to Mar 23, 2022
- Individual clients · 107 to 118Mar 5, 2021 to Mar 23, 2022
- Discretionary RAUM · $165M to $205MMar 5, 2021 to Mar 23, 2022
- HNW RAUM · $132M to $143MMar 5, 2021 to Mar 23, 2022
Signals
5 dated events
- Cody Wayne Hawkins left Wealthway Financial Advisors for Peacelink Financial Planning (registered 2024-08-09)Nov 18, 2024 · Advisor changed firm · fact
- Andrea L Rice left Wealthway Financial Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-08-30)Aug 19, 2023 · Advisor changed firm · fact
- Allison Kay Dubreuil left Wealthway Financial Advisors for Greystone Financial Group, Llc (registered 2023-09-26)Aug 4, 2023 · Advisor changed firm · fact
- Joshua Remson Stromberg left Wealthway Financial Advisors for Divergent Planning (registered 2022-01-03)Jan 3, 2022 · Advisor changed firm · fact
- Bunting Capital Management Inc filed its initial SEC registration (Form ADV)Mar 29, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wealthway-financial-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WEALTHWAYADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 757-456-2200reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026