DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

S••••• L•••

L•• F•••••••• L••BD affiliatedMinden, Nvdual registrantIAPD 7034665

Feed of 09/14/2026

Also filed as Samuel Arthur Long

At current firm

1 y

since Jul 15, 2025

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 15, 2025 · Minden, Nv
S•••••• N••••••• • C••••••• I••••••••• national BD
Oct 14, 2022 to Jul 28, 2023 · Reno, Nv
W•••• F•••• A••••••• wirehouse
Dec 15, 2020 to Nov 2, 2022 · Carson City, Nv
E••••• J•••• national BD
Mar 5, 2019 to Dec 7, 2020 · Carson City, Nv

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to L•• F•••••••• L••
left Jul 28, 2023, registered Jul 15, 2025 (718 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Nov 2, 2022, registered Oct 14, 2022 (-19 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to W•••• F•••• A•••••••
left Dec 7, 2020, registered Dec 15, 2020 (8 days) · Affiliated broker-dealer or bank to wirehouse

Signals

S••••• L••• left S•••••• N••••••• • C••••••• I••••••••• for L•• F•••••••• L•• (registered 2025-07-15)
Jul 28, 2023 · Advisor changed firm · fact
S••••• L••• left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2022-10-14)
Nov 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address