DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Lloyd Bernhardt
Certified Financial Planner
Feed of 09/14/2026
Also filed as Greg Bernhardt
At current firm
4 y
since Jul 15, 2022
In the industry
45 y
since Mar 19, 1981 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Jul 15, 2022 · Walnut Creek, Ca
- Npb Financial Group, LLC formerJun 30, 2022 to Jul 15, 2022 · Burbank, Ca
- Npb Financial Group, LLC formerSep 14, 2016 to Jun 22, 2022 · Walnut Creek, Ca
- Spc BD affiliatedNov 12, 2009 to Feb 19, 2013 · Walnut Creek, Ca
- Msi Financial Services, Inc. formerFeb 8, 2008 to Jul 14, 2009 · San Jose, Ca
- Investors Capital Advisory formerJan 12, 2005 to Dec 31, 2007 · Tulsa, Ok
- Eastern Point Advisors Inc. unclassifiedSep 26, 2003 to Dec 31, 2004 · Pleasant Hill, Ca
Moves
a registration end followed by a registration begin elsewhere
- Npb Financial Group, LLC to Independent Financial Group, LLCleft Jul 15, 2022, registered Jul 15, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Spc to Npb Financial Group, LLCleft Feb 19, 2013, registered Sep 14, 2016 (1303 days) · Other
- Msi Financial Services, Inc. to Spcleft Jul 14, 2009, registered Nov 12, 2009 (121 days) · Other
- Investors Capital Advisory to Msi Financial Services, Inc.left Dec 31, 2007, registered Feb 8, 2008 (39 days) · Other
- Eastern Point Advisors Inc. to Investors Capital Advisoryleft Dec 31, 2004, registered Jan 12, 2005 (12 days) · corporate re-registration, not a move
Signals
- Gregory Lloyd Bernhardt left Npb Financial Group, Llc for Independent Financial Group, Llc (registered 2022-07-15)Jul 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address