DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• B••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedBirmingham, Al dual registrantIAPD 7038748

Feed of 09/14/2026

Also filed as Luke Thomas Banks

At current firm

2 y

since Apr 30, 2024

In the industry

13 y

since Nov 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since Apr 30, 2024 · Birmingham, Al
L•• F•••••••• L•• BD affiliated
Feb 1, 2024 to Apr 1, 2024 · Fort Wayne, In
O•••• I••••••••• I••• BD affiliated
Nov 3, 2022 to Feb 1, 2024 · Fort Wayne, In
W•••• F•••• A••••••• wirehouse
May 13, 2019 to Mar 1, 2022 · Eagle, Id

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Apr 1, 2024, registered Apr 30, 2024 (29 days) · Affiliated broker-dealer or bank to another · moved with a team
O•••• I••••••••• I••• to L•• F•••••••• L••
left Feb 1, 2024, registered Feb 1, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to O•••• I••••••••• I•••
left Mar 1, 2022, registered Nov 3, 2022 (247 days) · Wirehouse to affiliated broker-dealer or bank

Signals

L••• B•••• left L•• F•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-04-30)
Apr 1, 2024 · Advisor changed firm · fact
L••• B•••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-02-01)
Feb 1, 2024 · Advisor changed firm · fact
L••• B•••• left W•••• F•••• A••••••• for O•••• I••••••••• I••• (registered 2022-11-03)
Mar 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address