RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• P• C••••
- D••• D••••••• • C•• independent RIA currentsince May 26, 2023 · Spokane, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 16, 2021 to Jun 5, 2023 · Spokane, Wa
- W•••• F•••• A••••••• wirehouseSep 4, 2019 to Aug 5, 2021 · Boise, Id
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••• D••••••• • C••left Jun 5, 2023, registered May 26, 2023 (-10 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 5, 2021, registered Sep 16, 2021 (42 days) · Wirehouse to wirehouse
- T•••• P• C•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for D••• D••••••• • C•• (registered 2023-05-26)Jun 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address