DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• W•••••

T•• B•••••• G•••• W••••• A•••••••• L••otherJacksonville, Fl dual registrantIAPD 7043507

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••• Cole W•••••

At current firm

0 y

since May 1, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• B•••••• G•••• W••••• A•••••••• L•• other current
since May 1, 2026 · Tampa, Fl
K••••• A••••••• S•••••••• L•• BD affiliated
Sep 11, 2024 to Apr 16, 2026 · Jacksonville, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 13, 2021 to Aug 20, 2024 · St. Augustine, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 4, 2020 to Nov 18, 2021 · St Augustine, Fl
E••••• J•••• national BD
Feb 6, 2019 to Dec 24, 2019 · Ponte Vedra Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to T•• B•••••• G•••• W••••• A•••••••• L••
left Apr 16, 2026, registered May 1, 2026 (15 days) · Other
A••••••••• F•••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
left Aug 20, 2024, registered Sep 11, 2024 (22 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Dec 24, 2019, registered Feb 4, 2020 (42 days) · Affiliated broker-dealer or bank to another

Signals

D•••• W••••• left K••••• A••••••• S•••••••• L•• for T•• B•••••• G•••• W••••• A•••••••• L•• (registered 2026-05-01)
Apr 16, 2026 · Advisor changed firm · fact
D•••• W••••• left A••••••••• F•••••••• S•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2024-09-11)
Aug 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address