DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Integris Wealth Management, LLC
Latest filing Apr 15, 2026
First filing on the tape Mar 29, 2012 · 32 filings
SEC status approved since Mar 13, 2006
RAUM
$812M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$800M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$67.7M
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$812M as of Apr 15, 2026
Mar 29, 2012$124M then
HNW client RAUM$761M as of Apr 15, 2026
Mar 27, 2018$296M then
State-registered IARs (5.B.3)10 as of Apr 15, 2026
Mar 29, 20120 then
Employees (5.A)18 as of Apr 15, 2026
Mar 28, 20135 then
Private funds: no history
RAUM +28% over the last fiscal year+18% a year over threeIARs 10 to 10offices 0 to 1
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $67.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $636,331derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $167M, 120 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$761M94%
- Individuals$38.8M4.8%
- Pension and profit-sharing plans$8.7M1.1%
- Charitable organizations$3.7M0.5%
- Individual clients
- 113reported
- HNW clients
- 231reported
- Pension plan clients
- 6reported
- Charitable clients
- 5reported
- Accounts
- 1,276reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $167M for 120 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Reid MahoneyCertified Financial Planner | Monterey, Ca | Jan 30, 2009 | 29 y | 1 |
| Alexander Brice BlackCertified Financial Planner | Monterey, Ca | Jul 24, 2018 | 14 y | 1 |
| Jenna Kathleen Reynolds | Frisco, Nc | Jul 24, 2018 | 11 y | 1 |
| Katherine Antoinette WooleverCertified Financial Planner | Monterey, Ca | Mar 10, 2020 | 10 y | 0 |
| Elizabeth R Gibson | Monterey, Ca | Jan 31, 2024 | 10 y | 1 |
| Michael Aaron LeavyChartered Financial Analyst | Monterey, Ca | Jan 31, 2024 | 33 y | 0 |
| Kay Cassie Oh | Monterey, Ca | Apr 30, 2024 | 12 y | 0 |
| Jessica Lauren Cutler | Monterey, Ca | May 24, 2024 | 11 y | 0 |
| Julie Olson RothCertified Financial Planner | Monterey, Ca | Jul 3, 2025 | 13 y | 2 |
| Robert Easton Hood | Monterey, Ca | Feb 20, 2026 | 11 y | 0 |
| James Reed Gerber | Monterey, Ca | Aug 5, 2026 | 10 y | 3 |
| Alex Patrick Kiley | Monterey, Ca | Aug 13, 2026 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 8.3% of current headcount2 left over 36 months
Left, latest
- Allison Mosher Barrientos to Modern Wealth Management, LLCMar 23, 2026 · RIA to RIA
- Kenneth David Cranstone to Three Sheep Wealth Management, LLCMar 5, 2025 · RIA to a state-registered adviser
- Kyle David Wilhelm to Switchpoint Financial Planning LLCOct 4, 2021 · RIA to RIA
Joined, latest
- James Reed Gerber from Golden State Wealth Management, LLCAug 5, 2026 · RIA to RIA
- Julie Olson Roth from Creative PlanningJul 3, 2025 · RIA to RIA
- Elizabeth R Gibson from Ameriprise Financial Services, LLCJan 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- Kyle David Wilhelm from Rock House FinancialJan 4, 2021 · RIA to RIA
- Kenneth David Cranstone from Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLCMar 10, 2020 · RIA to RIA
- Jenna Kathleen Reynolds from Philip Benson Financial ServicesJul 24, 2018 · Other
- Alexander Brice Black from Threadline WealthJul 24, 2018 · Other
- Kevin Reid Mahoney from Fisher InvestmentsJan 30, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mosher Allison Barrientos · Advisor/Caocontrolsince 01/2011 · owns 10% to 25%
- Aaron Michael Leavy · Advisor/Ciocontrolsince 07/2004 · owns 25% to 50%
- Robert Gifford Lehman · Retired Advisorcontrolsince 06/2020 · owns 25% to 50%
- Reid Kevin Mahoney · Advisor/Cco/Coocontrolsince 01/2009 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Monterey, Ca · principal | 12 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,037 to 1,276Sep 22, 2025 to Mar 31, 2026
- Advisory employees · 11 to 10Sep 22, 2025 to Mar 31, 2026
- Charity clients · 6 to 5Sep 22, 2025 to Mar 31, 2026
- Corporate clients · unset to 0.0Sep 22, 2025 to Mar 31, 2026
- HNW clients · 199 to 231Sep 22, 2025 to Mar 31, 2026
- Individual clients · 64 to 113Sep 22, 2025 to Mar 31, 2026
- Pension plan clients · 10 to 6Sep 22, 2025 to Mar 31, 2026
- Pooled vehicle clients · unset to 0.0Sep 22, 2025 to Mar 31, 2026
- Assets in custody · $194M to $167MSep 22, 2025 to Mar 31, 2026
- Employees · 16 to 18Sep 22, 2025 to Mar 31, 2026
- State-registered IARs · 9 to 10Sep 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $615M to $801MSep 22, 2025 to Mar 31, 2026
- HNW RAUM · $602M to $761MSep 22, 2025 to Mar 31, 2026
- Individual RAUM · $17.6M to $38.8MSep 22, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $20.2M to $11.2MSep 22, 2025 to Mar 31, 2026
- Pension RAUM · $11.6M to $8.7MSep 22, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · unset to 0.0Sep 22, 2025 to Mar 31, 2026
- RAUM · $635M to $812MSep 22, 2025 to Mar 31, 2026
- Advisory employees · 12 to 11Mar 19, 2025 to May 6, 2025
- Financial planning clients · 101-250 to 101-250Mar 19, 2025 to May 6, 2025
- State-registered IARs · 10 to 9Mar 19, 2025 to May 6, 2025
- Other offices · 0 to 1Mar 19, 2025 to May 6, 2025
- Accounts · 953 to 1,037Nov 12, 2024 to Mar 19, 2025
- Advisory employees · 7 to 12Nov 12, 2024 to Mar 19, 2025
- Charity clients · 5 to 6Nov 12, 2024 to Mar 19, 2025
- HNW clients · 183 to 199Nov 12, 2024 to Mar 19, 2025
- Individual clients · 60 to 64Nov 12, 2024 to Mar 19, 2025
- Assets in custody · $400M to $194MNov 12, 2024 to Mar 19, 2025
- Employees · 15 to 16Nov 12, 2024 to Mar 19, 2025
- State-registered IARs · 7 to 10Nov 12, 2024 to Mar 19, 2025
- Discretionary RAUM · $558M to $615MNov 12, 2024 to Mar 19, 2025
- HNW RAUM · $547M to $602MNov 12, 2024 to Mar 19, 2025
- Individual RAUM · $15.1M to $17.6MNov 12, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $15.6M to $20.2MNov 12, 2024 to Mar 19, 2025
- Pension RAUM · $9.8M to $11.6MNov 12, 2024 to Mar 19, 2025
- RAUM · $574M to $635MNov 12, 2024 to Mar 19, 2025
- Accounts · 865 to 953Mar 23, 2023 to Mar 14, 2024
- Charity clients · 7 to 5Mar 23, 2023 to Mar 14, 2024
- HNW clients · 171 to 183Mar 23, 2023 to Mar 14, 2024
- Individual clients · 53 to 60Mar 23, 2023 to Mar 14, 2024
Signals
3 dated events
- Integris Wealth Management, Llc reported RAUM $812.0M, up 28% from $635.1M (2025-09-22 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Allison Mosher Barrientos left Integris Wealth Management, Llc for Modern Wealth Management, Llc (registered 2026-09-04)Mar 23, 2026 · Advisor changed firm · fact
- Kenneth David Cranstone left Integris Wealth Management, Llc for Three Sheep Wealth Management, Llc (registered 2025-04-25)Mar 5, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@integriswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 831-333-1717reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/INTEGRIS-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- integriswealth.com/integris-insightsreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 831-333-1717reportedpublic record, Form ADV, Apr 15, 2026
- Contact form
- integriswealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026