DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Veracity Capital LLC
Latest filing Apr 8, 2026
First filing on the tape Jun 10, 2019 · 57 filings
SEC status approved since Jul 11, 2019
RAUM
$800M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$797M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$80.0M
derived; firm RAUM over IAPD count
Employees
12
11 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$800M as of Apr 8, 2026
Mar 20, 2020$422M then
HNW client RAUM$740M as of Apr 8, 2026
Mar 20, 2020$404M then
State-registered IARs (5.B.3)12 as of Apr 8, 2026
Mar 20, 202014 then
Employees (5.A)12 as of Apr 8, 2026
Mar 20, 202016 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 14 to 12
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
- RAUM per advisor
- $80.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $431,839derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $111M, 103 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$740M92%
- Individuals$57.1M7.1%
- Corporations and businesses$3.0M0.4%
- Individual clients
- 140reported
- HNW clients
- 219reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,852reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $111M for 103 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Benjamin Hodgkins Matzell | Newport Beach, Ca | Jul 24, 2019 | 14 y | 4 |
| Matthew Grant Harwell | Atlanta, Ga | Jul 24, 2019 | 19 y | 3 |
| John David Rogers | Atlanta, Ga | Jul 25, 2019 | 22 y | 3 |
| John Arthur RinkerCertified Financial Planner | Atlanta, Ga | Jul 25, 2019 | 14 y | 2 |
| Kevin Michael BoutwellCertified Financial Planner | Atlanta, Ga | Jul 25, 2019 | 12 y | 2 |
| Clayton Lee LiscomChartered Financial Analyst | Atlanta, Ga | Sep 24, 2019 | 31 y | 2 |
| Michael CollopyCertified Financial Planner | Atlanta, Ga | Nov 15, 2021 | 17 y | 2 |
| Michael Jonathan Mess | Atlanta, Ga | Dec 20, 2021 | 19 y | 2 |
| Chandler James Warren | Atlanta, Ga | Apr 5, 2024 | 12 y | 0 |
| Mary Hannah Huston Liscom | Atlanta, Ga | Jan 13, 2025 | 11 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount4 left over 36 months
Left, latest
- Kevin Scott Gray to Advisory Services NetworkJan 28, 2026 · RIA to RIA
- Niko Stone Puritz to Advisory Services NetworkJan 20, 2026 · RIA to RIA
- Christina Nichole Mumpower to Newedge AdvisorsOct 1, 2024 · RIA to affiliated broker-dealer or bank
- Harry Ronald Shamlian to Graypoint LLCMay 29, 2024 · RIA to RIA
- Jennifer Ford Deloach to Newedge AdvisorsFeb 3, 2023 · RIA to affiliated broker-dealer or bank
- Charles Allen Crowley to Bip Wealth, LLCJan 23, 2023 · RIA to RIA
- Joby Brae Raymond to Box Financial Advisors, LLCJan 18, 2021 · RIA to RIA
Joined, latest
- Niko Stone Puritz from Fidelity Personal And Workplace AdvisorsFeb 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michael Jonathan Mess from F3logic, LLCDec 20, 2021 · RIA to RIA
- Michael Collopy from F3logic, LLCNov 15, 2021 · RIA to RIA
- Charles Allen Crowley from Mercer Global Advisors Inc.Sep 9, 2021 · RIA to RIA
- Harry Ronald Shamlian from F3logic, LLCJun 15, 2021 · RIA to RIA
- Christina Nichole Mumpower from Wealth Enhancement Advisory Services, LLCJun 15, 2021 · Affiliated broker-dealer or bank to independent RIA
- Jennifer Ford Deloach from Wealth Enhancement Advisory Services, LLCJun 26, 2020 · Affiliated broker-dealer or bank to independent RIA
- Joby Brae Raymond from Blue Horse FinancialMay 28, 2020 · Other
- Clayton Lee Liscom from F3logic, LLCSep 24, 2019 · RIA to RIA
- John David Rogers from F3logic, LLCJul 25, 2019 · RIA to a newly registered adviser
- John Arthur Rinker from F3logic, LLCJul 25, 2019 · RIA to a newly registered adviser
- Kevin Michael Boutwell from F3logic, LLCJul 25, 2019 · RIA to a newly registered adviser
- Benjamin Hodgkins Matzell from F3logic, LLCJul 24, 2019 · RIA to a newly registered adviser
- Matthew Grant Harwell from F3logic, LLCJul 24, 2019 · RIA to a newly registered adviser
- Kevin Scott Gray from F3logic, LLCJul 16, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 9 joined from F3logic, LLCDec 10, 2019 · Burnsville, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Kevin Boutwell · Wealth Advisorcontrolsince 11/2018 · owns 5% to 10%
- Michael Collopy · Wealth Advisorcontrolsince 11/2018 · owns 5% to 10%
- Scott Kevin Gray · Chief Executive Officercontrolsince 11/2018 · owns 25% to 50%
- Jonathan Michael Mess · Chief Financial Officer & Chief Compliance Officercontrolsince 11/2018 · owns 25% to 50%
- David John Rogers · President/Chief Operating Officercontrolsince 11/2018 · owns 25% to 50%
- Lee Clayton Liscom · Wealth Advisorsince 11/2018 · owns 5% to 10%
- Hodgkins Benjamin Matzell · Client Relations Managersince 11/2018 · owns less than 5%
- Arthur John Rinker · Client Relations Managersince 11/2018 · owns less than 5%
Related persons
Schedule D 7.A
- Veracity Capital Risk Management, LLCreal estaten
- Veracity Capital Tax Advisors, LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 10 | 0 | 1 | ||
| Newport Beach, Ca | 2 | 0 | 0 | ||
| Albany, Ny | 0 | 0 | 0 | ||
| Dallas, Tx | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX2 employees
- Newport Beach, CA2 employees
- Palm Beach Garden, FL2 employees
What changed
consecutive filings, newest first
- Accounts · 1,744 to 1,852Jan 28, 2026 to Mar 16, 2026
- HNW clients · 183 to 219Jan 28, 2026 to Mar 16, 2026
- Individual clients · 145 to 140Jan 28, 2026 to Mar 16, 2026
- Discretionary RAUM · $682M to $791MJan 28, 2026 to Mar 16, 2026
- HNW RAUM · $617M to $740MJan 28, 2026 to Mar 16, 2026
- Individual RAUM · $75.8M to $57.1MJan 28, 2026 to Mar 16, 2026
- Non-discretionary RAUM · $13.9M to $8.3MJan 28, 2026 to Mar 16, 2026
- RAUM · $695M to $800MJan 28, 2026 to Mar 16, 2026
- Advisory employees · 13 to 11Aug 13, 2025 to Jan 28, 2026
- Assets in custody · unset to 110900103.0Aug 13, 2025 to Jan 28, 2026
- Custody of client assets · false to trueAug 13, 2025 to Jan 28, 2026
- Employees · 14 to 12Aug 13, 2025 to Jan 28, 2026
- State-registered IARs · 14 to 12Aug 13, 2025 to Jan 28, 2026
- Financial planning clients · 1-10 to 1-10Feb 27, 2025 to May 1, 2025
- Accounts · 1,677 to 1,744Oct 1, 2024 to Feb 27, 2025
- Advisory employees · 12 to 13Oct 1, 2024 to Feb 27, 2025
- Advisory activities · 3 to 4Oct 1, 2024 to Feb 27, 2025
- HNW clients · 191 to 183Oct 1, 2024 to Feb 27, 2025
- Individual clients · 141 to 145Oct 1, 2024 to Feb 27, 2025
- Employees · 13 to 14Oct 1, 2024 to Feb 27, 2025
- State-registered IARs · 13 to 14Oct 1, 2024 to Feb 27, 2025
- Discretionary RAUM · $651M to $682MOct 1, 2024 to Feb 27, 2025
- HNW RAUM · $598M to $617MOct 1, 2024 to Feb 27, 2025
- Individual RAUM · $59.7M to $75.8MOct 1, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $8.7M to $13.9MOct 1, 2024 to Feb 27, 2025
- RAUM · $660M to $695MOct 1, 2024 to Feb 27, 2025
- Advisory employees · 13 to 12Sep 16, 2024 to Oct 1, 2024
- Employees · 14 to 13Sep 16, 2024 to Oct 1, 2024
- Other offices · 4 to 3Aug 27, 2024 to Sep 16, 2024
- Advisory employees · 12 to 13May 22, 2024 to Aug 8, 2024
- Employees · 13 to 14May 22, 2024 to Aug 8, 2024
- State-registered IARs · 12 to 13May 22, 2024 to Aug 8, 2024
- Advisory employees · 13 to 12Feb 16, 2024 to May 22, 2024
- Employees · 14 to 13Feb 16, 2024 to May 22, 2024
- State-registered IARs · 13 to 12Feb 16, 2024 to May 22, 2024
- Accounts · 1,611 to 1,677Jan 30, 2024 to Feb 16, 2024
- Corporate clients · 2 to 3Jan 30, 2024 to Feb 16, 2024
- HNW clients · 185 to 191Jan 30, 2024 to Feb 16, 2024
- Individual clients · 147 to 141Jan 30, 2024 to Feb 16, 2024
- Financial planning clients · 11-25 to 1-10Jan 30, 2024 to Feb 16, 2024
Signals
9 dated events
- Kevin Scott Gray left Veracity Capital Llc for Advisory Services Network (registered 2026-01-09)Jan 28, 2026 · Advisor changed firm · fact
- Niko Stone Puritz left Veracity Capital Llc for Advisory Services Network (registered 2026-01-09)Jan 20, 2026 · Advisor changed firm · fact
- Christina Nichole Mumpower left Veracity Capital Llc for Newedge Advisors (registered 2024-10-11)Oct 1, 2024 · Advisor changed firm · fact
- Harry Ronald Shamlian left Veracity Capital Llc for Graypoint Llc (registered 2024-07-25)May 29, 2024 · Advisor changed firm · fact
- Michael Collopy (Wealth Advisor) appeared on Schedule A of Veracity Capital LlcMar 14, 2023 · Control person joined · fact
- Michael Kevin Boutwell (Wealth Advisor) appeared on Schedule A of Veracity Capital LlcMar 14, 2023 · Control person joined · fact
- Jennifer Ford Deloach left Veracity Capital Llc for Newedge Advisors (registered 2023-03-06)Feb 3, 2023 · Advisor changed firm · fact
- Charles Allen Crowley left Veracity Capital Llc for Bip Wealth, Llc (registered 2023-01-27)Jan 23, 2023 · Advisor changed firm · fact
- Veracity Capital Llc filed its initial SEC registration (Form ADV)Jun 10, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Veracity Capital LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@veracitycapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-508-7884reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/veracity-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- veracitycapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 844-508-7884reportedpublic record, Form ADV, Apr 8, 2026
- Contact form
- veracitycapital.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- veracitycapital.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Veracity Capital LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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