M••••••• K••••••

• L•• F•••••••• L•• BD affiliated current
  since May 14, 2025 · Wilmington, De
• M••••• S•••••• wirehouse
  Mar 20, 2022 to May 1, 2025 · West Conshohocken, Pa
• R•••••• J•••• • A••••••••• I••• national BD
  Oct 19, 2020 to Mar 28, 2022 · Philadelphia, Pa
• W•••• F•••• A••••••• wirehouse
  Jun 22, 2020 to Sep 16, 2020 · Wilmington, De

• M••••• S•••••• to L•• F•••••••• L••
  left May 1, 2025, registered May 14, 2025 (13 days) · Wirehouse to affiliated broker-dealer or bank
• R•••••• J•••• • A••••••••• I••• to M••••• S••••••
  left Mar 28, 2022, registered Mar 20, 2022 (-8 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left Sep 16, 2020, registered Oct 19, 2020 (33 days) · Wirehouse to affiliated broker-dealer or bank

• ••• Locked
  May 1, 2025 · Advisor changed firm · fact
• ••• Locked
  Mar 28, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address