RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••••• W•••••••
- I••••• P••••••••• W•••••• L•• independent RIA currentsince Jan 23, 2026 · Griffin, Ga
- O•••• W•••••• I••• BD affiliatedNov 13, 2024 to Jan 15, 2026 · Griffin, Ga
- P••• A••••• S••••••••• L•• BD affiliatedNov 6, 2020 to Nov 12, 2024 · Atlanta, Ga
- O•••• W•••••• I••• to I••••• P••••••••• W•••••• L••left Jan 15, 2026, registered Jan 23, 2026 (8 days) · Affiliated broker-dealer or bank to independent RIA
- P••• A••••• S••••••••• L•• to O•••• W•••••• I•••left Nov 12, 2024, registered Nov 13, 2024 (1 days) · Affiliated broker-dealer or bank to another
- J•••• S•••••• W••••••• left O•••• W•••••• I••• for I••••• P••••••••• W•••••• L•• (registered 2026-01-23)Jan 15, 2026 · Advisor changed firm · fact
- J•••• S•••••• W••••••• left P••• A••••• S••••••••• L•• for O•••• W•••••• I••• (registered 2024-11-13)Nov 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address