DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• K•••• S••••••••

P•••••• W••••• A•• T••state registeredPreston, MnIA-onlyIAPD 7047808

Feed of 09/14/2026

Also filed as M•••••• K•••• S••••••••

At current firm

0 y

since Sep 19, 2025

In the industry

11 y

since Feb 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• W••••• A•• T•• state registered current
since Sep 19, 2025 · Preston, Mn
E••••••••• independent RIA
Sep 12, 2024 to Jun 26, 2025 · Austin, Tx
C••••••• C•••••• I••••••••• M••••••••• L•• former
Apr 26, 2024 to Sep 10, 2024 · Plano, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Apr 7, 2020 to Mar 11, 2024 · Minneapolis, Mn
E••••• J•••• national BD
Feb 25, 2019 to Jan 7, 2020 · Saginaw, Mn

Moves

a registration end followed by a registration begin elsewhere

E••••••••• to P•••••• W••••• A•• T••
left Jun 26, 2025, registered Sep 19, 2025 (85 days) · RIA to a state-registered adviser
C••••••• C•••••• I••••••••• M••••••••• L•• to E•••••••••
left Sep 10, 2024, registered Sep 12, 2024 (2 days) · RIA to RIA
M•• I•••••••• S•••••••• L•• to C••••••• C•••••• I••••••••• M••••••••• L••
left Mar 11, 2024, registered Apr 26, 2024 (46 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to M•• I•••••••• S•••••••• L••
left Jan 7, 2020, registered Apr 7, 2020 (91 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• K•••• S•••••••• left Entrewealth for P•••••• W••••• A•• T•• (registered 2025-09-19)
Jun 26, 2025 · Advisor changed firm · fact
M•••••• K•••• S•••••••• left C••••••• C•••••• I••••••••• M••••••••• L•• for Entrewealth (registered 2024-09-12)
Sep 10, 2024 · Advisor changed firm · fact
M•••••• K•••• S•••••••• left M•• I•••••••• S•••••••• L•• for C••••••• C•••••• I••••••••• M••••••••• L•• (registered 2024-04-26)
Mar 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address