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Registered advisor
J•••••• O•
Certified Financial Planner
Feed of 09/14/2026
Also filed as Clay Oh
At current firm
4 y
since Jan 25, 2022
In the industry
13 y
since Mar 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• L••• other currentsince Jan 25, 2022 · Dallas, Tx
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedSep 5, 2019 to Feb 4, 2022 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- G•••••• S•••• W••••• S•••••••• L••• to A••••••••• L•••left Feb 4, 2022, registered Jan 25, 2022 (-10 days) · Other
Signals
- J•••••• O• left G•••••• S•••• W••••• S•••••••• L••• for A••••••••• L••• (registered 2022-01-25)Feb 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address