DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
N•••• A•••••••• S•••••••• Z•••••••
Feed of 09/14/2026
Also filed as Nuvia Solorzanozambrano
At current firm
2 y
since Mar 5, 2024
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Mar 5, 2024 · Blaine, Mn
- L•• F•••••••• L•• BD affiliatedApr 25, 2022 to Mar 15, 2024 · Wayzata, Mn
- W•••• F•••• A••••••• wirehouseMay 18, 2019 to Apr 28, 2022 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Mar 15, 2024, registered Mar 5, 2024 (-10 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to L•• F•••••••• L••left Apr 28, 2022, registered Apr 25, 2022 (-3 days) · Wirehouse to independent RIA
Signals
- N•••• A•••••••• S•••••••• Z••••••• left L•• F•••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2024-03-05)Mar 15, 2024 · Advisor changed firm · fact
- N•••• A•••••••• S•••••••• Z••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-04-25)Apr 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address