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Registered advisor

K••••••• P••••

R•• C•••••• M••••••• L••national BDNew York, Nydual registrantIAPD 7050440

Feed of 09/14/2026

Also filed as Kim Laura Holthus

At current firm

2 y

since Oct 9, 2023

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• C•••••• M••••••• L•• national BD current
since Oct 9, 2023 · New York, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Aug 10, 2023 to Sep 27, 2023 · Saint Paul, Mn
S••••••• F•••••••• S•••••••• I••• former
Oct 1, 2021 to Aug 10, 2023 · St Paul, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 21, 2019 to Jul 26, 2021 · Minneapolis, Mn
G••••••• A•••••••• L•• independent RIA
Jan 4, 2019 to Nov 11, 2019 · Arden Hills, Mn

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to R•• C•••••• M••••••• L••
left Sep 27, 2023, registered Oct 9, 2023 (12 days) · Affiliated broker-dealer or bank to another
S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to S••••••• F•••••••• S•••••••• I•••
left Jul 26, 2021, registered Oct 1, 2021 (67 days) · Affiliated broker-dealer or bank to another
G••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Nov 11, 2019, registered Nov 21, 2019 (10 days) · RIA to affiliated broker-dealer or bank

Signals

K••••••• P•••• left C••••• I••••••••• A••••••• L•• for R•• C•••••• M••••••• L•• (registered 2023-10-09)
Sep 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address